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Start your Watchlist83 investment advisory firms are registered with a main office in Rhode Island, together advising $427B for 81,685 clients. The 100 largest by assets under management are listed below; every figure comes from the firm’s own Form ADV filing.
| # | Firm | Assets | Clients | Staff | Record |
|---|---|---|---|---|---|
| 1 |
Smithfield · SEC-registered
|
$347.7B | 596 | 196 | Flagged |
| 2 |
Providence · SEC-registered
|
$24.1B | 41 | 135 | Clean |
| 3 |
Providence · SEC-registered
|
$14.0B | 18 | 69 | Clean |
| 4 |
Johnston · SEC-registered
|
$12.9B | 60,545 | 471 | Flagged |
| 5 |
Providence · SEC-registered
|
$2.9B | 4 | 12 | Clean |
| 6 |
Providence · SEC-registered
|
$2.4B | 746 | 22 | Clean |
| 7 |
Providence · SEC-registered
|
$2.0B | 95 | 1 | Clean |
| 8 |
Newport · SEC-registered
|
$1.8B | 813 | 14 | Clean |
| 9 |
Westerly · SEC-registered
|
$1.3B | 1,292 | 16 | Clean |
| 10 |
West Warwick · SEC-registered
|
$1.1B | 655 | 16 | Clean |
| 11 |
Providence · SEC-registered
|
$1.1B | 31 | 18 | Clean |
| 12 |
Wakefield · SEC-registered
|
$1.1B | 314 | 5 | Clean |
| 13 |
Providence · SEC-registered
|
$914.8M | 709 | 12 | Clean |
| 14 |
Providence · SEC-registered
|
$866.1M | 96 | 5 | Flagged |
| 15 |
Portsmouth · SEC-registered
|
$859.6M | 1,853 | 12 | Clean |
| 16 |
Warren · SEC-registered
|
$755.9M | 683 | 4 | Clean |
| 17 |
Providence · SEC-registered
|
$731.3M | 536 | 9 | Clean |
| 18 |
Providence · SEC-registered
|
$639.0M | 323 | 6 | Clean |
| 19 |
Warwick · SEC-registered
|
$614.6M | 144 | 3 | Clean |
| 20 |
Providence · SEC-registered
|
$529.7M | 601 | 7 | Flagged |
| 21 |
Lincoln · SEC-registered
|
$517.0M | 572 | 8 | Clean |
| 22 |
Providence · SEC-registered
|
$487.3M | 238 | 13 | Flagged |
| 23 |
East Greenwich · SEC-registered
|
$418.3M | 270 | 6 | Clean |
| 24 |
Barrington · SEC-registered
|
$411.6M | 543 | 9 | Clean |
| 25 |
Warwick · SEC-registered
|
$394.4M | 566 | 4 | Clean |
| 26 |
Providence · SEC-registered
|
$394.1M | 198 | 9 | Clean |
| 27 |
Smithfield · SEC-registered
|
$385.2M | 622 | 9 | Clean |
| 28 |
East Providence · SEC-registered
|
$377.4M | 781 | 9 | Clean |
| 29 |
Warwick · SEC-registered
|
$348.8M | 222 | 6 | Clean |
| 30 |
Providence · SEC-registered
|
$340.9M | 224 | 3 | Clean |
| 31 |
Westerly · SEC-registered
|
$306.8M | 3 | 3 | Flagged |
| 32 |
Warwick · SEC-registered
|
$288.1M | 279 | 7 | Clean |
| 33 |
Westerly · SEC-registered
|
$278.0M | 521 | 7 | Clean |
| 34 |
Warwick · SEC-registered
|
$268.8M | 640 | 6 | Flagged |
| 35 |
East Greenwich · SEC-registered
|
$240.5M | 887 | 3 | Clean |
| 36 |
Newport · SEC-registered
|
$219.2M | 131 | 5 | Clean |
| 37 |
Wakefield · SEC-registered
|
$197.8M | 247 | 1 | Clean |
| 38 |
Providence · SEC-registered
|
$186.3M | 141 | 4 | Clean |
| 39 |
Charlestown · SEC-registered
|
$164.9M | 243 | 1 | Clean |
| 40 |
Providence · SEC-registered
|
$160.8M | - | 9 | Clean |
| 41 |
Rumford · SEC-registered
|
$160.5M | 560 | 3 | Flagged |
| 42 |
Cranston · SEC-registered
|
$153.6M | 324 | 3 | Flagged |
| 43 |
Providence · SEC-registered
|
$131.3M | 79 | 3 | Clean |
| 44 |
North Smithfield · State-registered
|
$124.5M | 61 | 1 | Clean |
| 45 |
Providence · SEC-registered
|
$111.9M | 3 | 5 | Clean |
| 46 |
Smithfiled · State-registered
|
$107.6M | 153 | 8 | Clean |
| 47 |
Providence · SEC-registered
|
$104.7M | 183 | 3 | Flagged |
| 48 |
East Providence · State-registered
|
$104.1M | 178 | 5 | Clean |
| 49 |
East Greenwich · SEC-registered
|
$102.0M | 248 | 4 | Clean |
| 50 |
Warwick · State-registered
|
$99.0M | 244 | 3 | Flagged |
| 51 |
Providence · State-registered
|
$91.3M | 34 | 2 | Flagged |
| 52 |
Newport · SEC-registered
|
$73.7M | 1 | 1 | Clean |
| 53 |
North Kingstown · State-registered
|
$71.4M | 69 | 1 | Clean |
| 54 |
North Kingstown · State-registered
|
$67.6M | 39 | 2 | Clean |
| 55 |
Providence · State-registered
|
$67.2M | 6 | 5 | Clean |
| 56 |
Warwick · State-registered
|
$62.8M | 289 | 1 | Clean |
| 57 |
Providence · State-registered
|
$62.5M | 82 | 3 | Clean |
| 58 |
Newport · State-registered
|
$50.2M | 26 | 1 | Clean |
| 59 |
Cumberland · State-registered
|
$46.9M | 653 | 5 | Clean |
| 60 |
Warwick · State-registered
|
$45.5M | 186 | 5 | Clean |
| 61 |
Lincoln · State-registered
|
$43.1M | 230 | 1 | Clean |
| 62 |
Lincoln · State-registered
|
$37.0M | 53 | 1 | Clean |
| 63 |
Providence · State-registered
|
$33.6M | 51 | 1 | Clean |
| 64 |
North Providence · State-registered
|
$27.3M | 1 | 2 | Clean |
| 65 |
East Providence · State-registered
|
$27.1M | 72 | 1 | Clean |
| 66 |
Cranston · State-registered
|
$16.7M | 85 | 4 | Flagged |
| 67 |
Warwick · State-registered
|
$14.1M | 64 | 2 | Clean |
| 68 |
Barrington · State-registered
|
$11.6M | 8 | 1 | Clean |
| 69 |
North Kingston · State-registered
|
$10.6M | 29 | 1 | Clean |
| 70 |
Barrington · State-registered
|
$9.4M | 77 | 1 | Clean |
| 71 |
Providence · State-registered
|
$3.0M | 20 | 1 | Clean |
| 72 |
Providence · SEC-registered
|
$2.8M | 142 | 21 | Clean |
| 73 |
Warwick · State-registered
|
$600K | 2 | 1 | Clean |
| 74 |
Providence · State-registered
|
- | - | 2 | Clean |
| 75 |
Providence · State-registered
|
- | - | 0 | Clean |
| 76 |
North Kingstown · SEC-registered
|
- | - | 4 | Clean |
| 77 |
West Warwick · State-registered
|
- | - | 2 | Clean |
| 78 |
North Kingstown · State-registered
|
- | - | 1 | Clean |
| 79 |
Warwick · State-registered
|
- | - | 12 | Clean |
| 80 |
East Greenwich · State-registered
|
- | - | 0 | Clean |
| 81 |
Warwick · State-registered
|
- | - | 2 | Flagged |
| 82 |
Cranston · State-registered
|
- | 10 | 1 | Clean |
| 83 |
Providence · State-registered
|
- | - | 0 | Clean |
Source: SEC Investment Adviser Public Disclosure Form ADV Part 1, refreshed monthly. Firms are placed in Rhode Island by the main office address on their filing, so a national firm with an office in the state may not appear here. Figures are self-reported and unverified. Information only — not advice or a recommendation.