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Start your Watchlist30 investment advisory firms are registered with a main office in North Dakota, together advising $4B for 4,986 clients. The 100 largest by assets under management are listed below; every figure comes from the firm’s own Form ADV filing.
| # | Firm | Assets | Clients | Staff | Record |
|---|---|---|---|---|---|
| 1 |
Minot · SEC-registered
|
$1.1B | 12 | 5 | Clean |
| 2 |
Grand Forks · SEC-registered
|
$795.3M | 448 | 11 | Clean |
| 3 |
Fargo · SEC-registered
|
$365.4M | 244 | 8 | Clean |
| 4 |
Grand Forks · SEC-registered
|
$323.4M | 169 | 2 | Clean |
| 5 |
Fargo · SEC-registered
|
$228.1M | 367 | 2 | Clean |
| 6 |
Fargo · SEC-registered
|
$189.1M | 659 | 10 | Flagged |
| 7 |
Fargo · SEC-registered
|
$187.0M | 205 | 4 | Clean |
| 8 |
Fargo · SEC-registered
|
$175.5M | 622 | 2 | Clean |
| 9 |
Bismarck · SEC-registered
|
$130.0M | 135 | 6 | Clean |
| 10 |
Fargo · State-registered
|
$109.0M | 189 | 5 | Clean |
| 11 |
Bismarck · State-registered
|
$102.2M | 232 | 1 | Clean |
| 12 |
Fargo · State-registered
|
$96.3M | 68 | 4 | Clean |
| 13 |
Dickinson · State-registered
|
$88.0M | 123 | 0 | Clean |
| 14 |
Fargo · State-registered
|
$76.8M | 2 | 1 | Clean |
| 15 |
West Fargo · State-registered
|
$73.5M | 357 | 3 | Clean |
| 16 |
Dickinson · State-registered
|
$71.6M | 148 | 2 | Flagged |
| 17 |
New Rockford · State-registered
|
$61.5M | 14 | 2 | Clean |
| 18 |
Fargo · State-registered
|
$61.4M | 174 | 2 | Flagged |
| 19 |
Fargo · State-registered
|
$49.3M | 31 | 2 | Clean |
| 20 |
West Fargo · State-registered
|
$40.5M | 289 | 1 | Clean |
| 21 |
Fargo · State-registered
|
$35.9M | 121 | 2 | Clean |
| 22 |
Dickinson · State-registered
|
$18.9M | 65 | 1 | Flagged |
| 23 |
Bismarck · State-registered
|
$17.0M | 79 | 3 | Clean |
| 24 |
Fargo · State-registered
|
$16.8M | 79 | 1 | Clean |
| 25 |
Fargo · State-registered
|
$12.8M | 108 | 2 | Clean |
| 26 |
Fargo · State-registered
|
$3.6M | 12 | 1 | Clean |
| 27 |
Bismarck · State-registered
|
$1.5M | 11 | 1 | Clean |
| 28 |
Grand Forks · State-registered
|
$525K | 23 | 1 | Clean |
| 29 |
Fargo · State-registered
|
- | - | 1 | Clean |
| 30 |
Williston · State-registered
|
- | - | 1 | Clean |
Source: SEC Investment Adviser Public Disclosure Form ADV Part 1, refreshed monthly. Firms are placed in North Dakota by the main office address on their filing, so a national firm with an office in the state may not appear here. Figures are self-reported and unverified. Information only — not advice or a recommendation.