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Start your Watchlist480 investment advisory firms are registered with a main office in North Carolina, together advising $3.04T for 538,153 clients. The 100 largest by assets under management are listed below; every figure comes from the firm’s own Form ADV filing.
| # | Firm | Assets | Clients | Staff | Record |
|---|---|---|---|---|---|
| 1 |
Raleigh · SEC-registered
|
$1.24T | 41,750 | 1,841 | Clean |
| 2 |
Charlotte · SEC-registered
|
$475.8B | 10,401 | 956 | Clean |
| 3 |
Charlotte · SEC-registered
|
$392.8B | 417 | 1,101 | Flagged |
| 4 |
Charlotte · SEC-registered
|
$324.7B | 10,118 | 714 | Clean |
| 5 |
Charlotte · SEC-registered
|
$132.6B | 5,705 | 29 | Clean |
| 6 |
Charlotte · SEC-registered
|
$69.2B | 3,508 | 186 | Flagged |
| 7 |
Charlotte · SEC-registered
|
$43.0B | 12,216 | 225 | Flagged |
| 8 |
Charlotte · SEC-registered
|
$35.1B | 195,957 | 70 | Flagged |
| 9 |
Charlotte · SEC-registered
|
$17.9B | 14 | 128 | Clean |
| 10 |
Charlotte · SEC-registered
|
$17.2B | 45,002 | 251 | Clean |
| 11 |
Charlotte · SEC-registered
|
$12.9B | 46 | 82 | Clean |
| 12 |
Charlotte · SEC-registered
|
$12.1B | 8 | 101 | Clean |
| 13 |
Chapel Hill · SEC-registered
|
$11.2B | 250 | 43 | Clean |
| 14 |
Charlotte · SEC-registered
|
$11.0B | 113 | 60 | Clean |
| 15 |
Charlotte · SEC-registered
|
$10.3B | 32 | 61 | Clean |
| 16 |
Charlotte · SEC-registered
|
$8.5B | 1,467 | 76 | Clean |
| 17 |
Charlotte · SEC-registered
|
$8.4B | 9 | 125 | Clean |
| 18 |
Charlotte · SEC-registered
|
$7.8B | 213 | 26 | Clean |
| 19 |
Greensboro · SEC-registered
|
$6.1B | 30 | 69 | Clean |
| 20 |
Cary · SEC-registered
|
$6.0B | 105 | 8 | Clean |
| 21 |
Charlotte · SEC-registered
|
$5.3B | 7 | 41 | Clean |
| 22 |
Charlotte · SEC-registered
|
$5.3B | - | 2 | Clean |
| 23 |
Charlotte · SEC-registered
|
$4.7B | 1,613 | 39 | Clean |
| 24 |
Raleigh · SEC-registered
|
$4.6B | 15 | 25 | Clean |
| 25 |
Chapel Hill · SEC-registered
|
$4.5B | 413 | 40 | Flagged |
| 26 |
Winston Salem · SEC-registered
|
$4.2B | 1,361 | 18 | Clean |
| 27 |
Raleigh · SEC-registered
|
$3.8B | 17 | 50 | Clean |
| 28 |
Charlotte · SEC-registered
|
$3.7B | 7 | 55 | Clean |
| 29 |
Charlotte · SEC-registered
|
$3.5B | 86 | 24 | Clean |
| 30 |
Charlotte · SEC-registered
|
$3.4B | 656 | 16 | Clean |
| 31 |
Winston-Salem · SEC-registered
|
$3.3B | 10 | 18 | Clean |
| 32 |
Asheville · SEC-registered
|
$3.0B | 2 | 7 | Clean |
| 33 |
Charlotte · SEC-registered
|
$3.0B | 108 | 28 | Clean |
| 34 |
Greensboro · SEC-registered
|
$2.9B | 1,129 | 18 | Clean |
| 35 |
Raleigh · SEC-registered
|
$2.7B | 2,262 | 50 | Flagged |
| 36 |
Raleigh · SEC-registered
|
$2.6B | 7,645 | 352 | Flagged |
| 37 |
Cornelius · SEC-registered
|
$2.5B | 8,525 | 150 | Flagged |
| 38 |
Huntersville · SEC-registered
|
$2.5B | 2,506 | 50 | Clean |
| 39 |
Raleigh · SEC-registered
|
$2.4B | 6,276 | 91 | Flagged |
| 40 |
Raleigh · SEC-registered
|
$2.1B | 9 | 41 | Clean |
| 41 |
Cary · SEC-registered
|
$2.0B | 27 | 4 | Clean |
| 42 |
Charlotte · SEC-registered
|
$1.9B | 757 | 23 | Clean |
| 43 |
Charlotte · SEC-registered
|
$1.9B | 10 | 19 | Clean |
| 44 |
Raleigh · SEC-registered
|
$1.9B | 8 | 18 | Clean |
| 45 |
Chapel Hill · SEC-registered
|
$1.9B | 143 | 11 | Clean |
| 46 |
Charlotte · SEC-registered
|
$1.9B | 4,149 | 29 | Clean |
| 47 |
Chapel Hill · SEC-registered
|
$1.8B | 55 | 29 | Clean |
| 48 |
Greensboro · SEC-registered
|
$1.8B | 13 | 9 | Clean |
| 49 |
Charlotte · SEC-registered
|
$1.8B | 1,366 | 14 | Flagged |
| 50 |
Charlotte · SEC-registered
|
$1.7B | 11 | 12 | Clean |
| 51 |
Charlotte · SEC-registered
|
$1.7B | 83,199 | 8 | Flagged |
| 52 |
Chapel Hill · SEC-registered
|
$1.7B | 51 | 13 | Clean |
| 53 |
Charlotte · SEC-registered
|
$1.6B | 7 | 19 | Clean |
| 54 |
Raleigh · SEC-registered
|
$1.5B | 873 | 35 | Clean |
| 55 |
Concord · SEC-registered
|
$1.5B | 106 | 5 | Clean |
| 56 |
Winston-Salem · SEC-registered
|
$1.4B | 14 | 26 | Clean |
| 57 |
Wake Forest · SEC-registered
|
$1.4B | 46 | 6 | Clean |
| 58 |
Rocky Mount · SEC-registered
|
$1.4B | 39 | 3 | Clean |
| 59 |
Charlotte · SEC-registered
|
$1.4B | 270 | 14 | Clean |
| 60 |
Charlotte · SEC-registered
|
$1.4B | 2,330 | 47 | Flagged |
| 61 |
Charlotte · SEC-registered
|
$1.4B | 26 | 17 | Clean |
| 62 |
Greensboro · SEC-registered
|
$1.4B | 39 | 9 | Clean |
| 63 |
Winston Salem · SEC-registered
|
$1.4B | 423 | 15 | Clean |
| 64 |
Wilmington · SEC-registered
|
$1.3B | 494 | 12 | Clean |
| 65 |
Charlotte · SEC-registered
|
$1.3B | 210 | 5 | Clean |
| 66 |
Raleigh · SEC-registered
|
$1.3B | 525 | 14 | Clean |
| 67 |
Winston Salem · SEC-registered
|
$1.3B | 478 | 8 | Clean |
| 68 |
Cary · SEC-registered
|
$1.3B | 1,187 | 23 | Clean |
| 69 |
Chapel Hill · SEC-registered
|
$1.3B | 691 | 9 | Clean |
| 70 |
Chapel Hill · SEC-registered
|
$1.2B | 266 | 12 | Clean |
| 71 |
Durham · SEC-registered
|
$1.2B | 8 | 12 | Clean |
| 72 |
Raleigh · SEC-registered
|
$1.2B | 2,412 | 31 | Clean |
| 73 |
Bermuda Run · SEC-registered
|
$1.2B | 1,832 | 5 | Clean |
| 74 |
Durham · SEC-registered
|
$1.2B | 5,838 | 77 | Flagged |
| 75 |
Charlotte · SEC-registered
|
$1.1B | 547 | 9 | Clean |
| 76 |
Charlotte · SEC-registered
|
$1.1B | 7 | 19 | Clean |
| 77 |
Charlotte · SEC-registered
|
$1.1B | 429 | 14 | Clean |
| 78 |
Raleigh · SEC-registered
|
$1.0B | 305 | 4 | Clean |
| 79 |
Raleigh · SEC-registered
|
$1.0B | 1,271 | 11 | Clean |
| 80 |
Charlotte · SEC-registered
|
$1.0B | 405 | 17 | Clean |
| 81 |
Charlotte · SEC-registered
|
$1.0B | 14 | 13 | Clean |
| 82 |
New Bern · SEC-registered
|
$1.0B | 351 | 14 | Clean |
| 83 |
Charlotte · SEC-registered
|
$910.3M | 1 | 11 | Clean |
| 84 |
Chapel Hill · SEC-registered
|
$894.0M | 208 | 5 | Clean |
| 85 |
Charlotte · SEC-registered
|
$824.9M | 90 | 7 | Flagged |
| 86 |
Charlotte · SEC-registered
|
$805.0M | 501 | 17 | Clean |
| 87 |
Durham · SEC-registered
|
$800.8M | 256 | 8 | Clean |
| 88 |
Greenville · SEC-registered
|
$798.5M | 646 | 10 | Clean |
| 89 |
Charlotte · SEC-registered
|
$788.3M | 11 | 2 | Clean |
| 90 |
Raleigh · SEC-registered
|
$768.0M | 57 | 4 | Clean |
| 91 |
Raleigh · SEC-registered
|
$742.4M | 1 | 44 | Clean |
| 92 |
Raleigh · SEC-registered
|
$729.9M | 448 | 8 | Clean |
| 93 |
Asheville · SEC-registered
|
$724.9M | 362 | 18 | Clean |
| 94 |
Chapel Hill · SEC-registered
|
$714.1M | 176 | 9 | Clean |
| 95 |
Hickory · SEC-registered
|
$670.8M | 36 | 3 | Clean |
| 96 |
Boone · SEC-registered
|
$664.3M | 1,108 | 7 | Clean |
| 97 |
Greensboro · SEC-registered
|
$660.7M | 339 | 8 | Clean |
| 98 |
Raleigh · SEC-registered
|
$659.4M | 505 | 12 | Clean |
| 99 |
Raleigh · SEC-registered
|
$653.0M | 446 | 8 | Clean |
| 100 |
Greensboro · SEC-registered
|
$644.6M | 272 | 5 | Clean |
Source: SEC Investment Adviser Public Disclosure Form ADV Part 1, refreshed monthly. Firms are placed in North Carolina by the main office address on their filing, so a national firm with an office in the state may not appear here. Figures are self-reported and unverified. Information only — not advice or a recommendation.