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Financial Advisors in New York

3,079 investment advisory firms are registered with a main office in New York, together advising $38.11T for 13,297,415 clients. The 100 largest by assets under management are listed below; every figure comes from the firm’s own Form ADV filing.

Firms

3,079

SEC-registered

2,550

Assets advised

$38.11T

Clients served

13,297,415

With a disclosure

429

#	Firm	Assets	Clients	Staff	Record
1	J.P. Morgan Investment Management Inc. New York · SEC-registered	$3.52T	128,965	3,194	Flagged
2	Goldman Sachs Asset Management, L.P. New York · SEC-registered	$2.65T	121,325	2,059	Flagged
3	Morgan Stanley Purchase · SEC-registered	$1.96T	2,703,720	29,481	Flagged
4	Merrill Lynch, Pierce, Fenner & Smith Incorporated New York · SEC-registered	$1.78T	1,838,984	32,960	Flagged
5	Blackrock Financial Management, Inc New York · SEC-registered	$1.60T	1,309	7,987	Flagged
6	Blackrock Advisors, LLC New York · SEC-registered	$1.10T	189	146	Flagged
7	Millennium Management LLC New York · SEC-registered	$720.8B	27	6,670	Flagged
8	Apollo Capital Management, L.P. New York · SEC-registered	$718.5B	803	3,564	Flagged
9	Morgan Stanley Investment Management Inc. New York · SEC-registered	$702.2B	22,803	670	Flagged
10	Ubs Asset Management (Americas) LLC New York · SEC-registered	$588.2B	433,784	574	Flagged
11	J.P. Morgan Private Investments Inc. New York · SEC-registered	$470.0B	1,278,255	758	Flagged
12	Teachers Advisors, LLC New York · SEC-registered	$436.3B	119	383	Flagged
13	J.P. Morgan Securities LLC New York · SEC-registered	$429.7B	1,246,646	8,703	Flagged
14	Bny Mellon Investment Adviser, Inc. New York · SEC-registered	$419.5B	91	69	Flagged
15	Kohlberg Kravis Roberts & Co. L.P. New York · SEC-registered	$399.9B	218	2,593	Flagged
16	Neuberger Berman Investment Advisers LLC New York · SEC-registered	$398.6B	43,954	1,542	Flagged
17	Nyl Investors LLC New York · SEC-registered	$329.2B	34	301	Flagged
18	RBC Capital Markets, LLC New York · SEC-registered	$310.4B	283,910	8,781	Flagged
19	Tiaa-Cref Investment Management LLC New York · SEC-registered	$292.1B	8	383	Flagged
20	Voya Investment Management Co. LLC New York · SEC-registered	$274.9B	566	859	Clean
21	Guggenheim Partners Investment Management, LLC New York · SEC-registered	$240.7B	440	588	Flagged
22	Two Sigma Investments, LP New York · SEC-registered	$232.8B	42	1,555	Flagged
23	Squarepoint Ops LLC New York · SEC-registered	$227.0B	28	69	Flagged
24	Schonfeld Strategic Advisors LLC New York · SEC-registered	$225.3B	39	997	Flagged
25	Jennison Associates New York · SEC-registered	$214.8B	6,083	360	Clean
26	D. E. Shaw & Co., L.P. New York · SEC-registered	$213.4B	23	998	Flagged
27	DWS Investment Management Americas, Inc. New York · SEC-registered	$199.7B	159	452	Flagged
28	Clearbridge Investments, LLC New York · SEC-registered	$184.8B	124,530	210	Flagged
29	Blackstone Isg-I Advisors L.L.C. New York · SEC-registered	$183.5B	44	114	Clean
30	HPS Investment Partners, LLC New York · SEC-registered	$175.7B	563	826	Flagged
31	Insight Investment New York · SEC-registered	$171.1B	1,876	238	Flagged
32	Franklin Templeton Fund Adviser, LLC New York · SEC-registered	$167.4B	125	0	Flagged
33	Equitable Investment Management Group, LLC New York · SEC-registered	$167.2B	3	67	Flagged
34	Alphadyne Asset Management LP New York · SEC-registered	$164.8B	3	121	Flagged
35	Cerity Partners LLC New York · SEC-registered	$161.7B	26,230	1,529	Clean
36	Mackay Shields LLC New York · SEC-registered	$159.5B	354	206	Flagged
37	Exoduspoint Capital Management, LP New York · SEC-registered	$159.4B	6	707	Clean
38	HSBC Global Asset Management (USA) Inc. New York · SEC-registered	$156.6B	95	100	Flagged
39	Schroder Investment Management North America Inc New York · SEC-registered	$150.4B	426	254	Clean
40	Icapital Advisors, LLC New York · SEC-registered	$149.9B	1,314	552	Clean
41	Mariner Investment Group, LLC New York · SEC-registered	$149.6B	36	146	Clean
42	Blackstone Management Partners L.L.C. New York · SEC-registered	$145.7B	36	213	Flagged
43	Global Infrastructure Management, LLC New York · SEC-registered	$142.2B	162	437	Flagged
44	Nuveen Alternatives Advisors LLC New York · SEC-registered	$142.0B	113	87	Flagged
45	Apg Asset Management US, Inc New York · SEC-registered	$141.3B	1	183	Clean
46	LMR Partners LLC New York · SEC-registered	$140.1B	9	106	Flagged
47	Franklin Templeton Private Portfolio Group, LLC New York · SEC-registered	$139.9B	179,738	15	Flagged
48	Capula Investment US LP New York · SEC-registered	$137.4B	8	80	Clean
49	First Eagle Investment Management, LLC New York · SEC-registered	$136.5B	44	392	Clean
50	Goldman Sachs & Co. LLC New York · SEC-registered	$133.6B	46,268	2,268	Flagged
51	Aflac Asset Management LLC New York · SEC-registered	$133.5B	9	110	Clean
52	Blackstone Real Estate Advisors L.P. New York · SEC-registered	$130.7B	72	547	Flagged
53	Van Eck Associates Corp. New York · SEC-registered	$125.6B	145	292	Flagged
54	General Atlantic Service Company, L.P. New York · SEC-registered	$125.3B	651	881	Clean
55	New York Life Investment Management LLC New York · SEC-registered	$120.7B	933	364	Flagged
56	Lazard Asset Management LLC New York · SEC-registered	$120.5B	5,110	532	Flagged
57	TPG Angelo Gordon New York · SEC-registered	$115.9B	366	1,096	Clean
58	Warburg Pincus LLC New York · SEC-registered	$108.7B	76	829	Clean
59	Bam Credit and Insurance Solutions Advisor LLC New York · SEC-registered	$107.3B	32	1,421	Flagged
60	Brookfield Asset Management Pic US, LLC New York · SEC-registered	$105.3B	127	1,790	Flagged
61	Oak Hill Advisors, L.P. New York · SEC-registered	$100.7B	152	435	Clean
62	Blackstone Credit BDC Advisors LLC New York · SEC-registered	$100.6B	2	753	Flagged
63	Rockefeller Capital Management New York · SEC-registered	$99.6B	50,292	1,005	Flagged
64	Renaissance Technologies LLC New York · SEC-registered	$96.4B	14	310	Flagged
65	Blue Owl GPSC Advisors LLC New York · SEC-registered	$94.7B	169	40	Clean
66	Coatue Management, L.L.C. New York · SEC-registered	$92.7B	126	199	Clean
67	Cerberus Capital Management, L.P. New York · SEC-registered	$92.5B	257	936	Flagged
68	Insight Venture Partners New York · SEC-registered	$92.2B	181	438	Flagged
69	Blackstone Alternative Asset Management L.P. New York · SEC-registered	$92.0B	181	293	Clean
70	Capstone Investment Advisors, LLC New York · SEC-registered	$91.5B	31	304	Flagged
71	Wisdomtree Asset Management, Inc. New York · SEC-registered	$88.4B	2	175	Flagged
72	Clayton, Dubilier & Rice, LLC New York · SEC-registered	$87.4B	42	271	Clean
73	Fortress Investment Group New York · SEC-registered	$87.3B	353	1,004	Flagged
74	Cohen & Steers Capital Management Inc. New York · SEC-registered	$85.7B	177	367	Clean
75	Global X Management Company LLC New York · SEC-registered	$83.0B	146	146	Clean
76	Nippon Life Global Investors Americas, Inc. New York · SEC-registered	$83.0B	146	99	Clean
77	Park Avenue Institutional Advisers LLC New York · SEC-registered	$82.0B	24	72	Clean
78	Stonepeak New York · SEC-registered	$81.9B	125	359	Clean
79	Pzena Investment Management LLC New York · SEC-registered	$81.4B	245	164	Clean
80	Strategic Partners Fund Solutions Advisors L.P. New York · SEC-registered	$80.4B	75	113	Clean
81	Blackstone Infrastructure Advisors L.L.C. New York · SEC-registered	$80.2B	38	79	Clean
82	Centerbridge Partners, L.P. New York · SEC-registered	$79.9B	58	280	Clean
83	Lexington Partners L.P. New York · SEC-registered	$79.3B	157	171	Clean
84	Axa Investment Managers US Inc New York · SEC-registered	$79.2B	60	167	Flagged
85	Tiger Global Management, LLC New York · SEC-registered	$78.0B	45	149	Flagged
86	Blackstone Property Advisors L.P. New York · SEC-registered	$77.4B	116	575	Clean
87	Pinebridge Investments LLC New York · SEC-registered	$76.7B	329	239	Flagged
88	Clarion Partners New York · SEC-registered	$73.7B	36	321	Flagged
89	RBC Rochdale, LLC New York · SEC-registered	$73.0B	17,054	269	Flagged
90	Tiaa-Cref Tuition Financing, Inc. New York · SEC-registered	$70.5B	9	65	Flagged
91	Blackstone Asset Based Finance Advisors LP New York · SEC-registered	$70.4B	113	677	Clean
92	Goldentree Asset Management LP New York · SEC-registered	$70.1B	161	320	Clean
93	Blackstone Real Estate Special Situations Advisors L.L.C. New York · SEC-registered	$69.8B	70	255	Clean
94	Betterment New York · SEC-registered	$69.5B	1,022,488	794	Flagged
95	Carlyle Global Credit Investment Management L.L.C. New York · SEC-registered	$68.4B	155	382	Flagged
96	Brookfield Public Securities Group LLC New York · SEC-registered	$66.5B	428	90	Clean
97	Blue Owl Credit Advisors LLC New York · SEC-registered	$64.9B	26	250	Clean
98	CVC Credit Partners, LLC New York · SEC-registered	$61.6B	121	153	Clean
99	Quantinno Capital Management LP New York · SEC-registered	$60.9B	8,264	53	Clean
100	LGT Capital Partners (USA) Inc. New York · SEC-registered	$59.8B	2	78	Clean

Where they are

New York 2,229 Rochester 46 Brooklyn 44 White Plains 34 Pittsford 29 Buffalo 29 Melville 28 Garden City 27 Albany 23 Williamsville 18 Rye Brook 17 Purchase 16 Saratoga Springs 15 New York City 14

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Source: SEC Investment Adviser Public Disclosure Form ADV Part 1, refreshed monthly. Firms are placed in New York by the main office address on their filing, so a national firm with an office in the state may not appear here. Figures are self-reported and unverified. Information only — not advice or a recommendation.

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Financial Advisors in New York

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