Get the app
Scan, or open the download page
LanguageEnglish · more soon
Star the stocks you care about and follow their prices and news in one place.
Start your Watchlist59 investment advisory firms are registered with a main office in Maine, together advising $33B for 18,850 clients. The 100 largest by assets under management are listed below; every figure comes from the firm’s own Form ADV filing.
| # | Firm | Assets | Clients | Staff | Record |
|---|---|---|---|---|---|
| 1 |
Portland · SEC-registered
|
$9.1B | 4,308 | 34 | Clean |
| 2 |
Portland · SEC-registered
|
$8.2B | 2,437 | 63 | Clean |
| 3 |
Portland · SEC-registered
|
$3.1B | 7 | 128 | Flagged |
| 4 |
Bangor · SEC-registered
|
$1.6B | 1,375 | 24 | Clean |
| 5 |
Portland · SEC-registered
|
$1.2B | 304 | 13 | Clean |
| 6 |
Portland · SEC-registered
|
$891.8M | 445 | 13 | Clean |
| 7 |
Portland · SEC-registered
|
$804.1M | 533 | 12 | Clean |
| 8 |
Portland · SEC-registered
|
$782.8M | 856 | 14 | Clean |
| 9 |
Portland · SEC-registered
|
$747.3M | 5 | 25 | Clean |
| 10 |
Portland · SEC-registered
|
$658.6M | 164 | 6 | Clean |
| 11 |
Yarmouth · SEC-registered
|
$587.0M | 79 | 5 | Clean |
| 12 |
Portland · SEC-registered
|
$555.2M | 331 | 8 | Clean |
| 13 |
Portland · SEC-registered
|
$544.5M | 562 | 12 | Clean |
| 14 |
Bar Harbor · SEC-registered
|
$466.9M | 1,254 | 12 | Clean |
| 15 |
South Portland · SEC-registered
|
$444.9M | 232 | 8 | Clean |
| 16 |
Waterville · SEC-registered
|
$323.3M | 602 | 4 | Clean |
| 17 |
Bangor · SEC-registered
|
$296.5M | 320 | 7 | Clean |
| 18 |
Falmouth · SEC-registered
|
$245.4M | 402 | 4 | Clean |
| 19 |
South Portland · SEC-registered
|
$202.1M | 50 | 3 | Clean |
| 20 |
Portland · SEC-registered
|
$195.6M | 180 | 4 | Clean |
| 21 |
Gardiner · SEC-registered
|
$183.2M | 720 | 12 | Clean |
| 22 |
South Portland · SEC-registered
|
$180.6M | 173 | 10 | Clean |
| 23 |
Brunswick · SEC-registered
|
$157.7M | 64 | 4 | Clean |
| 24 |
Farmingdale · SEC-registered
|
$155.3M | 846 | 16 | Clean |
| 25 |
Yarmouth · SEC-registered
|
$153.7M | 52 | 3 | Clean |
| 26 |
Scarborough · SEC-registered
|
$152.7M | 187 | 3 | Clean |
| 27 |
Bangor · SEC-registered
|
$146.0M | 294 | 6 | Clean |
| 28 |
Ellsworth · SEC-registered
|
$133.7M | 153 | 2 | Clean |
| 29 |
Portland · SEC-registered
|
$120.7M | 41 | 2 | Clean |
| 30 |
Falmouth · SEC-registered
|
$116.5M | 176 | 3 | Clean |
| 31 |
Bangor · SEC-registered
|
$110.0M | 93 | 4 | Clean |
| 32 |
New Gloucester · State-registered
|
$104.7M | 196 | 5 | Clean |
| 33 |
Portland · SEC-registered
|
$88.2M | 7 | 8 | Clean |
| 34 |
Portland · State-registered
|
$81.5M | 77 | 2 | Clean |
| 35 |
Portland · State-registered
|
$78.4M | 33 | 2 | Clean |
| 36 |
Wells · State-registered
|
$76.2M | 288 | 4 | Flagged |
| 37 |
Boothbay Harbor · State-registered
|
$75.5M | 14 | 1 | Clean |
| 38 |
Kennebunk · State-registered
|
$59.7M | 248 | 2 | Clean |
| 39 |
Brunswick · State-registered
|
$50.4M | 62 | 1 | Clean |
| 40 |
Rockport · State-registered
|
$41.1M | 58 | 2 | Clean |
| 41 |
Winthrop · State-registered
|
$35.9M | 82 | 1 | Clean |
| 42 |
Portland · State-registered
|
$30.4M | 85 | 1 | Clean |
| 43 |
Rockland · State-registered
|
$28.0M | 110 | 1 | Clean |
| 44 |
Bangor · State-registered
|
$27.9M | 47 | 1 | Clean |
| 45 |
Westbrook · State-registered
|
$27.3M | 95 | 3 | Clean |
| 46 |
Portland, · State-registered
|
$25.7M | 26 | 1 | Flagged |
| 47 |
Augusta · State-registered
|
$25.4M | 61 | 1 | Clean |
| 48 |
Island Falls · State-registered
|
$21.5M | 64 | 1 | Clean |
| 49 |
Boothbay Harbor · State-registered
|
$6.0M | - | 1 | Clean |
| 50 |
Falmouth · State-registered
|
$1.8M | 7 | 2 | Clean |
| 51 |
Veazie · State-registered
|
$1.8M | 45 | 3 | Clean |
| 52 |
Portland · State-registered
|
- | - | 1 | Clean |
| 53 |
Camden · State-registered
|
- | - | 1 | Clean |
| 54 |
Portland · State-registered
|
- | - | 0 | Clean |
| 55 |
Portland · State-registered
|
- | - | 0 | Clean |
| 56 |
Brunswick · State-registered
|
- | - | 0 | Clean |
| 57 |
Bar Harbor · State-registered
|
- | - | 3 | Flagged |
| 58 |
Auburn · State-registered
|
- | - | 1 | Clean |
| 59 |
Yarmouth · State-registered
|
- | - | 1 | Flagged |
Source: SEC Investment Adviser Public Disclosure Form ADV Part 1, refreshed monthly. Firms are placed in Maine by the main office address on their filing, so a national firm with an office in the state may not appear here. Figures are self-reported and unverified. Information only — not advice or a recommendation.