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Start your Watchlist137 investment advisory firms are registered with a main office in Kentucky, together advising $82B for 73,081 clients. The 100 largest by assets under management are listed below; every figure comes from the firm’s own Form ADV filing.
| # | Firm | Assets | Clients | Staff | Record |
|---|---|---|---|---|---|
| 1 |
Louisville · SEC-registered
|
$9.9B | 112 | 46 | Clean |
| 2 |
Louisville · SEC-registered
|
$6.2B | 71 | 18 | Clean |
| 3 |
Lexington · SEC-registered
|
$5.0B | 5,533 | 67 | Flagged |
| 4 |
Lexington · SEC-registered
|
$4.7B | 3,539 | 55 | Clean |
| 5 |
Lexington · SEC-registered
|
$3.9B | 24 | 111 | Clean |
| 6 |
Louisville · SEC-registered
|
$3.6B | 72 | 186 | Flagged |
| 7 |
Covington · SEC-registered
|
$2.9B | 1,983 | 19 | Clean |
| 8 |
Louisville · SEC-registered
|
$2.8B | 235 | 10 | Clean |
| 9 |
Lexington · SEC-registered
|
$2.3B | 6,628 | 49 | Clean |
| 10 |
Lexington · SEC-registered
|
$2.2B | 432 | 6 | Clean |
| 11 |
Covington · SEC-registered
|
$1.7B | 888 | 31 | Clean |
| 12 |
Prospect · SEC-registered
|
$1.6B | 276 | 11 | Clean |
| 13 |
Covington · SEC-registered
|
$1.5B | 1,065 | 21 | Clean |
| 14 |
Louisville · SEC-registered
|
$1.5B | 632 | 17 | Clean |
| 15 |
Louisville · SEC-registered
|
$1.4B | 3,900 | 88 | Clean |
| 16 |
Louisville · State-registered
|
$1.4B | 8,765 | 60 | Flagged |
| 17 |
Louisville · SEC-registered
|
$1.4B | 428 | 6 | Clean |
| 18 |
Louisville · SEC-registered
|
$1.2B | 3,995 | 37 | Clean |
| 19 |
Louisville · SEC-registered
|
$1.2B | 243 | 7 | Flagged |
| 20 |
Louisville · SEC-registered
|
$1.2B | 50 | 13 | Clean |
| 21 |
Louisville · SEC-registered
|
$1.0B | 184 | 4 | Flagged |
| 22 |
Lexington · SEC-registered
|
$888.2M | 1 | 12 | Clean |
| 23 |
Louisville · SEC-registered
|
$882.2M | 23 | 8 | Clean |
| 24 |
Lexington · SEC-registered
|
$805.1M | 294 | 7 | Clean |
| 25 |
Nicholasville · SEC-registered
|
$800.5M | 647 | 13 | Clean |
| 26 |
Lexington · SEC-registered
|
$751.5M | 476 | 12 | Clean |
| 27 |
Louisville · SEC-registered
|
$691.4M | 3 | 20 | Clean |
| 28 |
Louisville · SEC-registered
|
$617.7M | 230 | 11 | Clean |
| 29 |
Louisville · SEC-registered
|
$605.2M | 451 | 9 | Clean |
| 30 |
Louisville · SEC-registered
|
$595.2M | 1,701 | 13 | Clean |
| 31 |
Louisville · SEC-registered
|
$566.0M | 1,530 | 19 | Flagged |
| 32 |
Richmond · SEC-registered
|
$559.4M | 705 | 3 | Clean |
| 33 |
Louisville · SEC-registered
|
$541.4M | 5 | 11 | Flagged |
| 34 |
Louisville · SEC-registered
|
$522.9M | 108 | 5 | Clean |
| 35 |
Louisville · SEC-registered
|
$496.3M | 1,250 | 12 | Flagged |
| 36 |
Louisville · SEC-registered
|
$484.0M | 749 | 8 | Clean |
| 37 |
Louisville · SEC-registered
|
$467.0M | 1,212 | 10 | Clean |
| 38 |
Lexington · SEC-registered
|
$459.9M | 402 | 7 | Clean |
| 39 |
Elizabethtown · SEC-registered
|
$458.9M | 861 | 7 | Clean |
| 40 |
Lexington · SEC-registered
|
$457.9M | 169 | 6 | Clean |
| 41 |
Louisville · SEC-registered
|
$449.8M | 759 | 10 | Clean |
| 42 |
Ft. Mitchell · SEC-registered
|
$405.2M | 286 | 5 | Clean |
| 43 |
Lexington · SEC-registered
|
$404.4M | 825 | 7 | Flagged |
| 44 |
Bowling Green · SEC-registered
|
$373.7M | 1,828 | 17 | Clean |
| 45 |
Louisville · SEC-registered
|
$361.9M | 2 | 4 | Clean |
| 46 |
Louisville · SEC-registered
|
$357.9M | 210 | 6 | Clean |
| 47 |
Louisville · SEC-registered
|
$357.7M | 174 | 5 | Clean |
| 48 |
Lexington · SEC-registered
|
$349.0M | 1,846 | 27 | Flagged |
| 49 |
Louisville · SEC-registered
|
$341.8M | 876 | 12 | Flagged |
| 50 |
Lexington · SEC-registered
|
$329.7M | 384 | 6 | Clean |
| 51 |
Louisville · SEC-registered
|
$326.0M | 268 | 8 | Clean |
| 52 |
Lexington · SEC-registered
|
$318.7M | 751 | 6 | Clean |
| 53 |
Louisville · SEC-registered
|
$317.4M | 1,466 | 8 | Clean |
| 54 |
Louisville · SEC-registered
|
$314.1M | 1,576 | 7 | Flagged |
| 55 |
Louisville · SEC-registered
|
$314.0M | 115 | 3 | Clean |
| 56 |
Glasgow · SEC-registered
|
$290.6M | 1,116 | 8 | Clean |
| 57 |
Lexington · SEC-registered
|
$275.0M | 299 | 4 | Clean |
| 58 |
Prospect · SEC-registered
|
$265.3M | 396 | 10 | Clean |
| 59 |
Lexington · SEC-registered
|
$264.0M | 230 | 5 | Clean |
| 60 |
Louisville · SEC-registered
|
$260.5M | 459 | 9 | Clean |
| 61 |
Covington · SEC-registered
|
$252.1M | 157 | 5 | Clean |
| 62 |
Louisville · SEC-registered
|
$250.5M | 1,061 | 4 | Clean |
| 63 |
Paducah · SEC-registered
|
$240.1M | 691 | 8 | Clean |
| 64 |
Prospect · SEC-registered
|
$220.4M | 137 | 3 | Clean |
| 65 |
Louisville · SEC-registered
|
$215.4M | 369 | 10 | Clean |
| 66 |
Lexington · SEC-registered
|
$211.9M | 463 | 4 | Clean |
| 67 |
Elizabethtown · SEC-registered
|
$190.7M | 360 | 26 | Clean |
| 68 |
Lexington · SEC-registered
|
$186.7M | 159 | 2 | Clean |
| 69 |
Crescent Springs · SEC-registered
|
$160.8M | 259 | 3 | Clean |
| 70 |
Lexington · SEC-registered
|
$158.7M | 208 | 5 | Clean |
| 71 |
Louisville · SEC-registered
|
$156.1M | 3 | 12 | Clean |
| 72 |
Louisville · SEC-registered
|
$150.0M | 1 | 10 | Clean |
| 73 |
Mt. Sterling · SEC-registered
|
$148.3M | 160 | 6 | Clean |
| 74 |
Bellevue · SEC-registered
|
$147.0M | 170 | 6 | Flagged |
| 75 |
Louisville · SEC-registered
|
$141.7M | 103 | 2 | Clean |
| 76 |
Lexington · SEC-registered
|
$141.6M | 114 | 3 | Flagged |
| 77 |
Louisville · SEC-registered
|
$141.1M | 460 | 11 | Clean |
| 78 |
Lexington · SEC-registered
|
$123.5M | 152 | 3 | Clean |
| 79 |
Lexington · SEC-registered
|
$114.4M | 271 | 8 | Clean |
| 80 |
Louisville · SEC-registered
|
$104.9M | 85 | 3 | Clean |
| 81 |
Louisville · State-registered
|
$103.0M | 18 | 2 | Clean |
| 82 |
Louisville · State-registered
|
$91.8M | 217 | 4 | Clean |
| 83 |
Lexington · State-registered
|
$89.9M | 265 | 2 | Clean |
| 84 |
Louisville · State-registered
|
$84.1M | 44 | 3 | Clean |
| 85 |
Lexington · State-registered
|
$81.1M | 79 | 3 | Clean |
| 86 |
Campbellsville · State-registered
|
$74.9M | 256 | 11 | Clean |
| 87 |
Owensboro · State-registered
|
$65.9M | 183 | 3 | Clean |
| 88 |
Louisville · SEC-registered
|
$63.4M | 4 | 1 | Clean |
| 89 |
Louisville · State-registered
|
$61.2M | 77 | 1 | Clean |
| 90 |
Ashland · State-registered
|
$60.3M | 164 | 1 | Flagged |
| 91 |
Bowling Green · State-registered
|
$57.9M | 77 | 6 | Clean |
| 92 |
Louisville · SEC-registered
|
$57.7M | 9 | 4 | Clean |
| 93 |
Louisville · State-registered
|
$57.0M | 259 | 1 | Clean |
| 94 |
Lexington · State-registered
|
$56.8M | 68 | 4 | Clean |
| 95 |
Louisville · State-registered
|
$56.6M | 195 | 3 | Flagged |
| 96 |
Bardstown · State-registered
|
$55.6M | 347 | 3 | Clean |
| 97 |
Mayfield · State-registered
|
$54.2M | 68 | 2 | Clean |
| 98 |
Louisville · State-registered
|
$49.3M | 251 | 2 | Clean |
| 99 |
Louisville · State-registered
|
$45.4M | 1 | 2 | Flagged |
| 100 |
Louisville · State-registered
|
$44.7M | 79 | 2 | Flagged |
Source: SEC Investment Adviser Public Disclosure Form ADV Part 1, refreshed monthly. Firms are placed in Kentucky by the main office address on their filing, so a national firm with an office in the state may not appear here. Figures are self-reported and unverified. Information only — not advice or a recommendation.