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Start your Watchlist166 investment advisory firms are registered with a main office in Alabama, together advising $181B for 102,045 clients. The 100 largest by assets under management are listed below; every figure comes from the firm’s own Form ADV filing.
| # | Firm | Assets | Clients | Staff | Record |
|---|---|---|---|---|---|
| 1 |
Birmingham · SEC-registered
|
$29.8B | 13,689 | 414 | Clean |
| 2 |
Birmingham · SEC-registered
|
$21.0B | 65 | 19 | Flagged |
| 3 |
Birmingham · SEC-registered
|
$20.1B | - | 28 | Flagged |
| 4 |
Fairhope · SEC-registered
|
$14.1B | 12,707 | 40 | Clean |
| 5 |
Vestavia Hills · SEC-registered
|
$8.0B | 17,410 | 360 | Clean |
| 6 |
Birmingham · SEC-registered
|
$7.8B | 44 | 147 | Clean |
| 7 |
Birmingham · SEC-registered
|
$6.1B | 157 | 38 | Flagged |
| 8 |
Birmingham · SEC-registered
|
$5.9B | 5 | 149 | Clean |
| 9 |
Birmingham · SEC-registered
|
$5.1B | 4,338 | 76 | Clean |
| 10 |
Birmingham · SEC-registered
|
$5.1B | 9,843 | 220 | Flagged |
| 11 |
Huntsville · SEC-registered
|
$4.1B | 1,613 | 92 | Clean |
| 12 |
Birmingham · SEC-registered
|
$3.9B | 365 | 10 | Clean |
| 13 |
Birmingham · SEC-registered
|
$3.7B | 1,450 | 28 | Clean |
| 14 |
Birmingham · SEC-registered
|
$3.5B | 5,279 | 161 | Clean |
| 15 |
Mobile · SEC-registered
|
$3.4B | 3,023 | 36 | Clean |
| 16 |
Mobile · SEC-registered
|
$2.7B | 1,046 | 17 | Clean |
| 17 |
Birmingham · SEC-registered
|
$2.3B | 16 | 14 | Clean |
| 18 |
Montgomery · SEC-registered
|
$2.0B | 988 | 16 | Clean |
| 19 |
Birmingham · SEC-registered
|
$1.8B | 3,576 | 68 | Flagged |
| 20 |
Birmingham · SEC-registered
|
$1.1B | 1,146 | 8 | Clean |
| 21 |
Montgomery · SEC-registered
|
$1.0B | 314 | 6 | Clean |
| 22 |
Birmingham · SEC-registered
|
$1.0B | 209 | 14 | Clean |
| 23 |
Dothan · SEC-registered
|
$1.0B | 373 | 22 | Clean |
| 24 |
Birmingham · SEC-registered
|
$987.2M | 20 | 27 | Flagged |
| 25 |
Homewood · SEC-registered
|
$879.2M | 610 | 20 | Clean |
| 26 |
Huntsville · SEC-registered
|
$852.3M | 341 | 9 | Clean |
| 27 |
Birmingham · SEC-registered
|
$846.3M | 565 | 20 | Clean |
| 28 |
Vestavia Hills · SEC-registered
|
$808.1M | 877 | 9 | Clean |
| 29 |
Birmingham · SEC-registered
|
$806.4M | 395 | 4 | Clean |
| 30 |
Birmingham · SEC-registered
|
$794.1M | 328 | 9 | Flagged |
| 31 |
Birmingham · SEC-registered
|
$776.4M | 1,130 | 15 | Clean |
| 32 |
Birmingham · SEC-registered
|
$748.2M | 114 | 7 | Clean |
| 33 |
Birmingham · SEC-registered
|
$704.0M | 265 | 11 | Clean |
| 34 |
Birmingham · SEC-registered
|
$623.9M | 5 | 4 | Clean |
| 35 |
Birmingham · SEC-registered
|
$605.1M | 467 | 8 | Clean |
| 36 |
Birmingham · SEC-registered
|
$598.8M | 188 | 7 | Clean |
| 37 |
Hoover · SEC-registered
|
$547.5M | 1,104 | 21 | Clean |
| 38 |
Birmingham · SEC-registered
|
$544.5M | 78 | 14 | Clean |
| 39 |
Vestavia · SEC-registered
|
$528.1M | 362 | 11 | Clean |
| 40 |
Birmingham · SEC-registered
|
$493.8M | 25 | 3 | Clean |
| 41 |
Birmingham · SEC-registered
|
$475.6M | 927 | 23 | Clean |
| 42 |
Birmingham · SEC-registered
|
$471.3M | 237 | 10 | Clean |
| 43 |
Fairhope · SEC-registered
|
$468.2M | 288 | 8 | Clean |
| 44 |
Huntsville · SEC-registered
|
$454.0M | 768 | 18 | Clean |
| 45 |
Montgomery · SEC-registered
|
$443.5M | 721 | 8 | Clean |
| 46 |
Birmingham · SEC-registered
|
$442.7M | 522 | 12 | Clean |
| 47 |
Birmingham · SEC-registered
|
$430.7M | 339 | 5 | Clean |
| 48 |
Birmingham · SEC-registered
|
$429.6M | 274 | 8 | Clean |
| 49 |
Fairhope · SEC-registered
|
$424.4M | 200 | 3 | Clean |
| 50 |
Tuscaloosa · SEC-registered
|
$416.1M | 219 | 8 | Clean |
| 51 |
Huntsville · SEC-registered
|
$404.0M | 995 | 6 | Clean |
| 52 |
Birmingham · SEC-registered
|
$359.8M | 5 | 8 | Clean |
| 53 |
Mobile · SEC-registered
|
$354.8M | 658 | 5 | Clean |
| 54 |
Birmingham · SEC-registered
|
$352.9M | 2 | 3 | Clean |
| 55 |
Montgomery · SEC-registered
|
$339.0M | 2,436 | 3 | Clean |
| 56 |
Mobile · SEC-registered
|
$323.2M | 190 | 5 | Clean |
| 57 |
Birmingham · SEC-registered
|
$317.9M | 80 | 4 | Clean |
| 58 |
Birmingham · SEC-registered
|
$313.5M | 564 | 22 | Flagged |
| 59 |
Birmingham · SEC-registered
|
$281.5M | 33 | 3 | Flagged |
| 60 |
Hoover · SEC-registered
|
$280.2M | 126 | 7 | Clean |
| 61 |
Hoover · SEC-registered
|
$276.0M | 213 | 6 | Clean |
| 62 |
Birmingham · SEC-registered
|
$273.6M | 80 | 1 | Clean |
| 63 |
Mobile · SEC-registered
|
$257.5M | 195 | 3 | Clean |
| 64 |
Daphne · SEC-registered
|
$256.5M | 295 | 2 | Clean |
| 65 |
Alexander City · SEC-registered
|
$242.6M | 272 | 4 | Clean |
| 66 |
Birmingham · SEC-registered
|
$232.6M | 5 | 8 | Clean |
| 67 |
Birmingham · SEC-registered
|
$227.5M | 144 | 2 | Clean |
| 68 |
Huntsville · SEC-registered
|
$208.2M | 182 | 7 | Clean |
| 69 |
Mobile · SEC-registered
|
$194.9M | 128 | 4 | Flagged |
| 70 |
Daphne · SEC-registered
|
$192.5M | 394 | 9 | Clean |
| 71 |
Mountain Brook · SEC-registered
|
$188.3M | 96 | 3 | Clean |
| 72 |
Dothan · SEC-registered
|
$183.3M | 385 | 2 | Clean |
| 73 |
Birmingham · SEC-registered
|
$182.9M | 256 | 7 | Clean |
| 74 |
Fairhope · SEC-registered
|
$177.3M | 130 | 11 | Clean |
| 75 |
Birmingham · SEC-registered
|
$176.7M | 108 | 3 | Clean |
| 76 |
Mobile · SEC-registered
|
$159.6M | 185 | 3 | Clean |
| 77 |
Auburn · SEC-registered
|
$151.5M | 44 | 6 | Clean |
| 78 |
Vestavia Hills · SEC-registered
|
$145.8M | 27 | 3 | Clean |
| 79 |
Birmingham · SEC-registered
|
$142.9M | 6 | 6 | Clean |
| 80 |
Tuscaloosa · SEC-registered
|
$132.1M | 305 | 7 | Clean |
| 81 |
Birmingham · SEC-registered
|
$128.4M | 103 | 8 | Flagged |
| 82 |
Homewood · SEC-registered
|
$112.1M | 186 | 3 | Clean |
| 83 |
Hoover · SEC-registered
|
$111.6M | 147 | 7 | Clean |
| 84 |
Birmingham · SEC-registered
|
$105.9M | 2 | 11 | Clean |
| 85 |
Huntsville · State-registered
|
$100.0M | 332 | 6 | Clean |
| 86 |
Birmingham · SEC-registered
|
$91.0M | 4 | 5 | Clean |
| 87 |
Birmingham · State-registered
|
$89.4M | 334 | 3 | Clean |
| 88 |
Birmingham · State-registered
|
$88.0M | 170 | 2 | Clean |
| 89 |
Daphne · State-registered
|
$86.6M | 77 | 3 | Clean |
| 90 |
Tuscaloosa · State-registered
|
$82.3M | 144 | 3 | Clean |
| 91 |
Auburn · State-registered
|
$80.2M | 150 | 3 | Clean |
| 92 |
Birmingham · State-registered
|
$75.5M | 162 | 1 | Clean |
| 93 |
Mobile · State-registered
|
$69.5M | 310 | 4 | Clean |
| 94 |
Birmingham · State-registered
|
$68.4M | 66 | 1 | Clean |
| 95 |
Birmingham · State-registered
|
$65.9M | 70 | 1 | Clean |
| 96 |
Fairhope · State-registered
|
$62.8M | 46 | 1 | Clean |
| 97 |
Birmingham · State-registered
|
$60.7M | 100 | 1 | Clean |
| 98 |
Birmingham · State-registered
|
$59.5M | 9 | 3 | Clean |
| 99 |
Huntsville · State-registered
|
$58.2M | 119 | 4 | Clean |
| 100 |
Montgomery · State-registered
|
$57.4M | 44 | 3 | Clean |
Source: SEC Investment Adviser Public Disclosure Form ADV Part 1, refreshed monthly. Firms are placed in Alabama by the main office address on their filing, so a national firm with an office in the state may not appear here. Figures are self-reported and unverified. Information only — not advice or a recommendation.